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Global Clinical Protocol v.1

Edits based on 6/17/09 meeting. 

 

 

Clinical protocol

 

 ASPECT-I is a prospective single-center pilot clinical trial conducted at the Cleveland Clinic Foundation(CCF, Cleveland, Ohio). The primary aim of the study is to understand and quantify the dynamically changing arterial environment in patients suffering from peripheral artery disease in lower extremities before and after endovascular stenting. CCF will designate the clinical principal investigator (PI) who shall perform and/or oversee the screening, selection, consent, enrollment, and treatment of subjects with endovascular stents and follow them for two years.

 

Patient enrollment:

 

                Study subjects will be recruited from the Departments of Vascular Surgery and Cardiology and the Section of Vascular Medicine. The study population will include patients with Rutherford Class 1[s1] -3  2-4 peripheral artery disease (PAD) requiring revascularization and eligible for endovascular stenting. A total of 20 patients will be studied.  The study will be performed following Institutional Review Board approval using Good Clinical Practice.

 

All subjects will provide written informed consent for the study, including performance of IVUS concurrent with angiography. Enrolled subjects will receive the quality of life (QoL) assessment short form-36 (SF-36) and/or Walking Impairment Questionnaire (WIQ)[MJ2]  and will undergo stenting in the femoro-popliteal vasculature and will be willing to attend follow-up exams. The PI at CCF will make diligent efforts to encourage all subjects to return for several follow-up visits. These efforts shall be recorded. Patients[MJ3]  who will be unavailable for the entire post-operative follow-up visit will not be enrolled in this clinical study. Subjects may be discontinued from the study, if the PI determines that it is in the best interest of the patient to do so. The correlations among negative outcomes[MJ4] , as assessed by the questionnaire, pre-operative characteristics, and post-operative complications will be determined. The SF-36 questionnaire will consist of previously validated questionnaires and previously validated sub-scales of questionnaires measuring patient-reported outcomes. The instrument will assess patient satisfaction, symptoms, impact on patient functioning, restriction of activities and psychological status. A waiver from the Office of Management and Budget (OMB) will be sought for the SF-36 questionnaire.

 

Inclusion and exclusion criteria:

 

The inclusion criteria will be as follows:

 

1.            Signed written informed consent.

 

2.            Men or women aged 18 years or older with non-invasive laboratory evidence of PAD who may benefit from an intervention (Rutherford scale I-III  2-4)

 

3.            Clinically indicated for treatment of symptomatic PAD resulting from significant vascular stenosis with the use of an endovascular stent . PTA may be used in conjunction with stenting[s1] . Significant stenosis will be defined as angiographic stenosis > 50% or Doppler velocity > 2.4 m/s.

 

4.            Native lower extremity artery with previously untreated target lesion.

 

5.            Target lesion located at least three centimeters proximal to the superior edge of the patella. 

 

6.            Patent infrapopliteal and popliteal artery, i.e., single vessel runoff or better with at least one of three vessels patient (<50% stenosis) to the ankle or foot

 

The exclusion criteria will include:

 

1.            Life expectancy less than 2 years.

 

2.            Contraindication to angiography (creatinine >2.5[MJ5] , or eGFR<60).

 

3.            Acute limb ischemia, defined by a significant change in symptoms (one category on the Rutherford scale within the previous 14 days.

 

4.            Angiographic criteria for acute limb ischemia[MJ6], including thrombus or meniscus sign.

 

5.            Concurrent oral anticoagulant therapy that cannot be safely withheld.

 

6.            Extensive tissue loss (Rutherford 5 or 6) or gangrene[MJ7] .

 

7.            Participation in any investigational drug or device study within 30 days of study enrollment, unless completed at least 30 days prior to study enrollment. 

 

8.            Bleeding diathesis.

 

9.            Inability to administer contrast dye that encompasses dye allergy.

 

10.         Pregnancy.

 

11.         Unwilling to comply with study protocol required follow up.

 

12.         Illness which, in the opinion of the PI, limits life expectancy to 1 year or less.

 

13.         Subjects who have undergone prior PTA of a non-target lesion in the past 6 months or of a target lesion in the past 3 months

 

14.         Presence of inflow restrictions that cannot be treated

 

15.         Has significant stenosis or occlusion of inflow tract not successfully treated before the treatment of the target lesion. Treatment of lesions in the iliac and/or common femoral arteries that require treatment may be treated during the index procedure, but must be successfully treated prior to the point of enrollment.   

 

16.     Treatment of culprit lesion may not include adjunctive therapies including atherectomy or PolarCath.

 

Clinical data [PDB2] will be entered in a web-based (intranet) case report form, abstracted electronically into a complaint[MJ8]  database during a single office visit. Demographic variables will include age, gender, and race. Baseline medical co-morbidities will be recorded and entered into the database, including hypertension, diabetes (Type I or II), coronary artery disease, chronic renal insufficiency, chronic obstructive lung disease, and obesity. A history of smoking, ethanol and family history of coronary or peripheral vascular disease will be elicited. The severity of the clinical presentation will be graded using the Rutherford criteria. Previously drawn laboratory studies will be abstracted from the CCF electronic database. Pre-procedural laboratory studies performed for this study (if not recently done, < 2months) will include: fasting blood glucose, HbA1c (in diabetics), and cholesterol profile. Additionally, these assays will be performed by clinical chemistry using standard assays as well.

 

Subjects will undergo a series of diagnostic procedures to determine the vessel patency and quantify the mechanical environment under several loading conditions during pre-procedural, post-procedural and follow-up visits (see Appendix A). We will use Computer Tomography – Angiography (CTA) for obtaining detailed arterial geometry info, Digital X-Ray for stent fracture identification and 2D arterial geometry info, Duplex Ultrasound (DUS) for estimating vessel patency and Intravascular Ultrasound (IVUS) to obtain detailed plaque and vessel information. Clinically, imaging different leg positions would enhance the understanding of how extreme leg movements would induce trauma or injury over time[MJ9] 
 
[Insert time study interval table here]

 

Human subjects:

 

1.       Study population: The study will comprise subjects aged 18 and above, with a gender and racial mix characteristic of the population with PAD, included in the CCF, Vascular Surgical (IRB-approved) Registry.

2.       Informed consent: An Institutional Review Board (IRB) approval will be obtained prior to commencement of any research activity. Because all devices used in this study are FDA approved or cleared, informed consent need only address the risk associated with being a research subject. Informed[MJ10]  consent for this study excludes consent for the surgical procedure. Consent for the surgical procedure is the responsibility of the PI at CCF in accordance with his standard of practice and individual institutional requirements (as applicable). The IRB-approved informed consent form will be signed by the subject, or his/her legal representative, as well as by the person who conducted the informed consent process, before care is altered for the purpose of participating in this trial (this includes administration of study-required questionnaires). Standard clinical procedures performed to evaluate a patient for an endovascular intervention may precede the documentation of informed consent. All subjects will provide written informed consent prior to consideration for enrollment. Consent will be obtained at least 24 hours prior to the scheduled intervention.

 

3.       Risks to subjects

 

Angiography/IVUS: All subjects will be patients for whom lower extremity stenting is planned. The addition of IVUS to the diagnostic regimen is considered to be of little additional risk with some patients receiving IVUS imaging as part of their standard of care. No additional arterial access cannulations will be performed. Given the small caliber of the IVUS probes used for the study of peripheral arteries, the sheath sizes will not be larger than would have been utilized if IVUS were not performed. There will be some additional time required for IVUS interrogation (usually about 20 minutes), but the procedures are performed with local anesthetic only. Further, the patients might be briefly exposed to radiation during the imaging procedure. In addition, CTA will expose the patients to contrast agents thereby increasing the risk of allergic reaction or contrast nephropathy. Thus, the additional risk to the patient is thought to be only at a relatively small amount.

 

4.       Potential benefits of the proposed research to the subjects and others: The volunteers in this clinical are not expected to have any direct benefit from their participation. Data generated by this study will hopefully provide a wealth of data for clinicians and researchers for refining endovascular stenting within the lower extremity arterial beds.

 

5.       Importance of the knowledge to be gained: Presently, lower extremity stent conditions are not fully understood. This study will better define stent boundary conditions and hopefully allow predictors of stent success to be discovered.

 

6.       Inclusion of women: Women will be included in each of the studies proposed within this application. They will be included at the ratio observed in the referral base for the Department of Vascular Surgery at the CC (approximately 3:7 to 2:8, F:M, depending on the number of subjects with severe PAD, a symptom subset over-represented by males).

 

7.       Inclusion of minorities: Minorities will be included in each of the studies proposed. For the pilot study, the minority representation will mirror the referral base for those departments at the CC involved in the care of patients with PAD.

 

 

Data and safety monitoring plan:

 

The studies will be performed in accordance with the Institutional Review Board (IRB) of CCF and the Code of Federal Regulations (CFR) Title 21, Part 50. The VSACC at CCF will be also managing and monitoring the study conduct. HIPAA guidelines (21 CFR Title 11) will be adhered to. Furthermore, all adverse or unexpected events will be carefully reviewed to discern the cause of the events. However, any adverse event during the conduct of study will result in careful review and notification to the IRB. Serious adverse events (see Appendix B) due to the study protocol and not attributable to other patient factors will lead to halting of the study and reappraisal.

 

 

Appendix A: Diagnostic procedures

 

Pre-Operative/Screening

 

  • Imaging: Baseline CTA, with and without contrast
  • Duplex US And/or ABI[PDB3[MJ11] ]
  • Clinical: Baseline ABI
  • Clinical: 72 hour pedometer

 

Procedural

 

  • Imaging: Angiography per normal procedures
  • Imaging: Pre-stent IVUS
  • Imaging: Post-stent IVUS

 

Discharge

 

  • Clinical: Discharge ABI
  • Clinical: Discharge Duplex US
  • Imaging: CTA[PDB4]
  • Clinical: Post-stent Duplex US[PDB5[MJ12] ]
  • Clinical: Procedure transcript

 

1-Month

 

  • Imaging: 1m Digital X-ray, Straight and Flexed leg
  • Clinical: 1m ABI
  • Clinical: 1m 48 72 hour pedometer[MJ13] 

 

6-Month

 

  • Imaging: 6m Digital X-ray, Straight and Flexed leg
  • Clinical: 6m ABI
  • Clinical: 6m Duplex US
  • Clinical: 6m 48 hour pedometer
  • WIQ

 

12-Month

 

  • Imaging: 12m Digital X-ray, Straight and Flexed leg
  • Clinical: 12m ABI
  • Clinical: 12m Duplex US
  • Clinical: 12m 48 hour pedometer
  • WIQ

 

24-Month

 

  • Imaging: 24m Digital X-ray, Straight and Flexed leg
  • Imaging: 24m CTA, straight leg, no contrast
  • Imaging: Angiography per normal procedures
  • Clinical: 24m ABI
  • Clinical: 24m Duplex US
  • Clinical: 24m 48 hour pedometer
  • WIQ

 

Other follow-up time points

 

  • Patients clinically indicated for angiography within 24M post-operative with also undergo a repeat IVUS of the original IVUS imaged segment.  [PDB6]
  • Duplex US, CT, or X-Ray performed as clinically indicated may also be assessed as part of this clinical protocol.

 

Imaging orientations

 

  • Straight, anterior view: Subject stands facing X-ray source, in front of detector.
  • Straight, lateral view: Subject stands at a right angle to the X-ray source, in front of detector, with stented limb offset slightly forward relative to opposite limb.
  • 70/20 & 90/90 Bend, lateral views: Subject stands at right angle to the X-ray source, in front of detector, with stented limb propped up, and foot resting on an appropriately elevated ledge (stool, chair, etc).
  • 70/20 & 90/90 Bend, anterior views: Subject sits upright on a table below X-ray source, and above detector, with knee bent 90 degrees and lower limb hanging off the table.

 

Appendix B: Adverse Events

 

Cardiovascular

 

  • Myocardial ischemia
  • Q-Wave MI
  • Non-Q Wave MI
  • Congestive Heart Failure including pulmonary edema requiring treatment
  • Refractory Hypertension
  • Hemodynamic compromise, requiring mechanical or inotropic support
  • Arrhythmia requiring intervention or new medication
  • Cardiac arrest event involving arrest, resuscitation, or balloon pump

 

Pulmonary

 

  • Pulmonary edema requiring treatment
  • Ventilation > 24 hours
  • Pneumonia requiring antibiotics
  • Pulmonary event requiring tracheostomy or chest tube
  • Supplemental oxygen at time of discharge (exclude if high altitude)
  • Pleural effusion requiring treatment
  • COPD
  • Hemothorax

 

Renal

 

  • Renal failure requiring dialysis
  • UTI requiring antibiotic treatment
  • Acute or chronic renal failure
  • Permanent dialysis, hemofiltration, or kidney transplant in a patient with normal pre-procedure serum creatinine level

 

GI

 

  • GI infection requiring treatment
  • Bowel ischemia/mesenteric ischemia
  • Bowel resection
  • GI bleeding requiring treatment
  • Paralytic ileus > 4 days

 

Neuro

 

  • TIA
  • Stroke
  • Paraplegia
  • Paralysis/spinal cord shock

 

Vascular[MJ14] 

 

  • Amputation involving more than the toes
  • Arterial thrombosis
  • Aneurysm leak/rupture
  • Aneurysm or vessel leak requiring re-operation
  • Hematoma requiring surgical repair
  • Pseudo aneurysm at the site of vascular access from index procedure requiring intervention, including surgical repair[MJ15], thrombin injection, or ultrasound assisted compression
  • Deep Vein Thrombosis
  • Deep Vein Thrombosis requiring surgical or lytic therapy
  • Pulmonary Embolism
  • Pulmonary Embolism involving hemodynamic instability or surgery
  • Hematoma requiring receipt of blood products
  • Embolization resulting in tissue loss or requiring intervention
  • Paraplegia
  • Paralysis/spinal cord shock
  • Aortoesophageal fistula
  • Coagulopathy requiring surgery
  • Vascular injury
  • Post procedure transfusion

 

Wound

 

  • Incisional hernia[MJ16] 
  • Wound infection requiring antibiotic treatment
  • Wound complication requiring return to operating room (ie: need for extensive debridement, wound dehiscence)

 

Other

 

  • Anaphylactic reaction to contrast material
  • Sepsis
  • Stent fracture

 

 [s1]Consider defining this more stringently such as by adding angiographic criteria for appropriate intervention such as ≥70 stenosis.

 

 [PDB2]I think we’ll want some follow-up clinical information.

 

 [PDB3]Possibly obtain this if available?

 

 [PDB4]Likely do not need contrast

 

 [PDB5]I don’t believe Discharge duplex is covered by patient insurance...

 

 [PDB6]This will open the possibility to re-IVUS patients undergoing angiography within 24M time span.

 

 

 

 [s1]At the teleconference Wednesday we talked about Rutherford 2-4.  The concern with class 1 was that often they are treated conservatively, without stenting.

 [MJ2]These are NOT synonymous QOL tools....and are usually used together.

 [MJ3]Not sure I understand this.

 [MJ4]I don't understand what this means.

 [MJ5]Better to use eGRFR <60, for example.

 [MJ6]Delete this...ALI is a CLINICAL diagnosis, not an arteriographic one.  If you mean that a meniscus sign is noted, suggesting acute embolic occlusion, that is a different story.

 [MJ7]What about Rutherford 4?

 [MJ8]???

 [MJ9]You should reference the study time interval table here.

 [MJ10]FDA approved.....but not necessarily ON LABEL?  Can a 510(k) approved device be used in this study?

 [MJ11]ABI must be performed at baseline and at follow up.

 [MJ12]This does not need to be performed at discharge, but rather within 30 days of the procedure.

 [MJ13]Why are you doing this???If you want to show improved walking distance, get a pre-procedure graded treadmill test, and then another at 6 and 12 momths---or, do a 6 min walk test.  Both have been far better validated than 48 pedometer use, particularly since you did not include this pre-intervention.

 [MJ14]These need to be reorganized

 [MJ15]Related to the index procedure

 [MJ16]What incision????

 

 

 

Comments

Vijaya Kolachalama - Jun 17, 2009 1:29 PM

Change Accelerometer to Pedometer

Lisa Lim - Jun 19, 2009 12:59 PM

Edited to include comments from M. Jaff and S. Brooks.